investment compliance Jobs in UK

UK investment compliance Job Vacancies

• Compliance Monitoring Manager - Investment platform / IFAs/ Retail FS

  MERJE Ltd - London, Greater London 2020-03-31T03:04:06+0000

  Job Description: The purpose of this role is to be responsible for the operation of the Compliance Monitoring Programme including delivery of the annual risk based Compliance Monitoring Plan - and prov...

  Salary: £75,000.00 (Annually) Read more

• Risk & Compliance Director Investment Management

  Clarc Recruitment Limited - London, Greater London 2020-03-31T03:04:05+0000

  We are recruiting for a Global Investment Management business looking for Risk & Compliance Director (SMF 16 & 17) to join their London office in a broad and varied role, managing a small team. This ro...

  Salary: £130,000.00 (Annually) Read more

• VP Compliance Advisory - Investment Management - FTC

  Goodman Masson - London, Greater London 2020-03-31T03:03:35+0000

  A buy side firm are seeking a Compliance Advisory VP to join their team in London for an initial 6 month FTC. This role is likely to be extended to a year. The main purpose of this role is to provide s...

  Salary: £75,000.00 (Annually) Read more

• Compliance Monitoring Officer Investment / Financial Services

  Oval Recruit Ltd - Horsham, West Sussex 2020-03-31T03:02:22+0000

  Compliance Monitoring Officer – Investment / Financial Services Horsham - £40,000 Package We are working closely with a large expanding Financial Services Group whose entrepreneurial approach to the m...

  Salary: £32,500.00 (Annually) Read more

• Senior Compliance Monitoring Officer (Investment Management)

  Nelson Scott LLP - Whiteley, Hampshire 2020-03-31T03:00:46+0000

  Senior Compliance Monitoring Officer An exciting opportunity has arisen for a Senior Compliance Monitoring Officer to join the Fareham, Hampshire office. Job Description : This role will directly suppo...

  Salary: £50,000.00 (Annually) Read more